Chester 01244 405555

Grosvenor Court
Foregate Street Chester
Cheshire CH1 1HG
DX: 19990 Chester

Shrewsbury 01743 443 043

Lakeside House
Oxon Business Park
Shrewsbury SY3 5HJ
DX: 148563 Shrewsbury 14

Airport City, Manchester 0844 800 8346

Office 129
Manchester Business Park
3000 Aviator Way
Manchester M22 5TG

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Financial Conduct Authority (FCA) Disciplinary and Investigations

Many professionals are facing increased regulation in their fields and this has resulted in a rise in disciplinary hearings. The Financial Conduct Authority, or FCA, is responsible for regulating the conduct of 56,000 financial services firms and financial markets in the UK and is the prudential regulator for over 18,000 of those firms and the conduct of these hearings is governed by an evolving body of law that requires specialist expertise to understand fully.

Anyone required to attend an FCA disciplinary panel will benefit greatly from the guidance of a lawyer with expertise in this area.

Defend your Rights

We have experience of dealing with a wide variety of regulators, with a wealth of experience defending clients in front of the FCA. With our specialist knowledge, you have a much stronger prospect of reaching a more favourable outcome.

We will guide you through the initial investigation, drafting of witness statements and represent you in from of the FCA to ensure that you receive a fair hearing and that the strongest case possible will be presented for your defence.

Protect your Reputation

As a financial professional, your reputation is of paramount importance and if it comes under attack you need immediate specialist legal advice. Aaron & Partners experienced team will increase your chances of continuing your career without damage to your professional standing.

Paul Bennett

Partner & Specialist in Professional Practices
Email: [email protected]
Tel: 01743 453685

Mark Briegal

Partner & Specialist in Professional Practices
Email: [email protected]
Tel: 01244 405565

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